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Han Zhi Da has been the vice president of Guotai Junan since July 17, 2024. The stock source of Guotai Junan is the restricted stock incentive plan, and the trading of Guotai Junan stock occurred before I became the vice president of Guotai Junan. According to the self-inspection report, Han Zhi Da sold 138,600 shares on May 15th, 2024. According to the self-inspection report issued by Han Zhida, it still holds 71,400 restricted shares.According to the announcement, for the above-mentioned behavior of buying and selling stocks during the self-inspection, the insiders of relevant insider information have issued self-inspection reports or explanations and commitments respectively, all of which indicate that the relevant operations are entirely based on the open market and personal independent judgment, and are purely personal investment behaviors, which have nothing to do with this major asset restructuring, and there is no situation of using the insider information of this major asset restructuring for trading.According to the announcement, for the above-mentioned behavior of buying and selling stocks during the self-inspection, the insiders of relevant insider information have issued self-inspection reports or explanations and commitments respectively, all of which indicate that the relevant operations are entirely based on the open market and personal independent judgment, and are purely personal investment behaviors, which have nothing to do with this major asset restructuring, and there is no situation of using the insider information of this major asset restructuring for trading.

Institutional trading situationIn addition to natural persons, the transactions of Guotai Junan A-shares and Haitong Securities A-shares by relevant institutions mainly involve self-operated accounts, asset management accounts and margin financing and securities lending accounts of institutions.

On September 5 this year, Guotai Junan and Haitong Securities announced at the same time that Guotai Junan and Haitong Securities are planning to merge Haitong Securities with Guotai Junan and issue shares to raise matching funds. This merger case has attracted much attention from the market.According to the information issued by the above-mentioned institutions, there is no correlation between the above stock trading behavior and this major asset restructuring, and it does not involve the use of insider information for trading.Institutional trading situation